Showing posts with label global. Show all posts
Showing posts with label global. Show all posts

Saturday, April 21, 2018

Why Do Urban Ecology?


The ecological science of understanding the structure, workings, and change of urban places has three main reasons to be (raisons d'ĂȘtre, if you prefer the French).  One is the fact that urban systems are one of the world's most dynamic and increasingly predominant environments.  The second is that ecological understanding can contribute to improving cities and urban regions.  Finally, studying urban systems can improve the science of ecology itself.  These reasons are the universal ones for pursuing urban ecology.

Studying the Urbanizing World. 

Ecology was established as a science when the human population of the world mostly lived in rural places.  They were farmers, harvesters of trees or fish, denizens of villages and small towns closely related to the management of resources and the transport and economy of commodities.  Even during the dawn and consolidation of the industrial era, large, dense cities were unusual places for people as a whole to live.

This rural and natural-resource based residency is now rare for people.  Within the last decade, the addresses of the majority of people have shifted from the countryside and small settlements to cities, suburbs, and urban regions.  More than 50% of the Earth's human population now count as urban dwellers, as defined by the various governments of the world. 

This urbanization of the world's people and places is continuing at a rapid pace.  The United Nations estimates that more than 60% of humans will be urban by 2030.  Converting persons and places from rural and village life to urban involves ever more extensive connections. 

So cities are no longer isolated enclaves, but are connected to rural and wild lands at great distances.  Those connections bring resources from other continents, spread wastes and pollution to other countries, and even affect the lifestyles of those people who are still identified as rural dwellers.  Although cities and their adjacent suburbs only cover about 3% of the land area in even the most densely urban nations, the effects of those areas are almost boundless.  Global climate change, for example, or toxification of global nutrient cycles are widespread outcomes of the intensity and metabolism of human settlements.  Urban is not just the city anymore.

Ecological science has ignored the urban for most of its history.  The oldest professional organization of ecologists dates to 1913.  Exploratory attempts by mainstream ecologists to extend their scope to cities can be dated to the 1970s.  

But substantial attention to the city and the urban didn't really take root in the United States until the late 1990s.  The neglect of urban areas has left ecologists as latecomers to one of the most massive planetary changes in recent history.  Focusing on urban ecology is required because urban systems -- cities, suburbs, and exurbs -- are an important global habitat type.  It is, of course, the habitat type that is now most familiar to people.

Urban Ecology to Improve Cities.

Cities and other urban systems have most often been approached as strictly designed, built, or engineered places.  While they are manifestly intended and constructed to support human habitation, protection, productivity, and delight, they do have ecological components.  Plants, animals, and microbes reside in cities, and contribute to the benefits and hazards that people experience in the urban realm.  Consequently, urban ecological knowledge has as much place as economics, social science, design, political science in assessing and understanding the functioning of cities. 
In particular, urban ecological science is relevant to several key attributes of cities:
  •        Livability, including psychological benefits and human comfort,
  •        Ecological functions as sources of ecosystem services,
  •        The intimate feedbacks among natural and human aspects of cities,
  •        Equity in the free ecological work available to social groups and classes,
  •        Contribution to sustainability and resilience, and
  •        Knowledge to support urban design and planning.

This essay can't detail all the support for these attributes, but the richness of these is widely investigated and ever more firmly supported.


Urban Ecology Improves Ecological Science

The flow of benefits is not just from science to urban systems.  Rather, science itself can reap benefits from investigating the formerly neglected urban systems.  The benefits include at least these:
  • Discover new combinations or levels of environmental factors in cities,
  • Bring insights and methods of other disciplines into ecology,
  • Promote interdisciplinarity and study of social-ecological systems,
  • Improve ecological theory by extending it to a new kind of system,
  • Test existing theories in a new environments, and
  • Link ecology better with design, planning, and engineering professions

Personal Reasons.

The three motivations or outcomes listed above are the public and professional ones.  But the list leaves out an important motivation -- the personal.  There is no way to generalize the personal reasons for pursuing urban ecological research because the mix of reasons is likely to be unique to each researcher.  Similarly, the particular order of events and experiences that draw a person into urban ecological science is likely to be idiosyncratic and specific to where and how they grew up, how they were educated, and who influenced them.  But the existence of those personal reasons is no less important for being individual and unique.

In my own case, my predilection for urban ecology only became apparent long after I had become an ecologist and had studied such places as post-agricultural oldfields, natural disturbance in primeval forest, and spatial heterogeneity in deserts, savannas, and unmanaged forest landscapes.  But thinking back on how I grew up, my personal roots supporting urban ecology reach deep.  I was educated by my Father about the history and complexity of the city he and I grew up in and where our family had lived for 4 generations.  But he also introduced me to the mystery and subtlety of forests at Boy Scout camp.  I must have thought that the woods and the city were both wonderful and interesting places. 
Downtown Louisville, KY viewed across the Ohio River from Southern Indiana.

The first bold steps into urban ecology were guided by colleagues Mark McDonnell and Rich Pouyat.  These steps were reinforced by former student and continuing colleague, Mary Cadenasso, a native of Oakland California and now a professor at UC Davis.  Her long family history in the Bay Area combined deep roots in viticulture and ranching, with the experience of vacationing in the Sierra Nevada.  She echoed my early experience that cities were as cool in their own way as were forests and mountains.

Now perhaps my personal motivation is continuing to change.  A new personal frontier has opened up for me with the desire to find the parallels between Aldo Leopold's "thinking like a mountain," and the need to apply ecology in new habits of thinking like a city.  That is, what are the ethical dimensions of urban ecology?  What are the moral implications of conceiving of linked cities, suburbs, and exurbs as ecosystems -- like Leopold's "mountain?"  In other words, is there an urban land ethic? 

The pleasure I personally derive from understanding ecological complexity, heterogeneity, and dynamism in cities, is married with the desire to advance the human need for safe, delightful, healthful, diverse, and equitable urban places.

Coda

Urban ecological science is a required body of knowledge in an unprecedented and increasingly urban world.  It can help guide the way toward desired outcomes such as more livable, sustainable, and equitable cities.  But it can also improve ecological science in general by stretching and testing ecology's theoretical and empirical content.  Finally, urban ecology opens a frontier for exploring and exercising a personal -- and community -- ethical and moral sense. 

Steward Pickett

Wednesday, February 18, 2015

The Kind of Solution A City Is

A while ago I wrote about Jane Jacobs’ insight that cities were complex systems[i].  The stone that she dropped in the urban pond in 1961 has rippled widely, and the ideas of cities as complex adaptive systems, with emergent properties, good and bad resilience, and non-linear dynamics now guide much cutting edge urban research.

Of course, when Jacobs used the word problem, she meant an intellectual problem to be solved, and her answer suggested complex systems theory as an approach to understanding cities.  But the word “problem” also calls to mind an antonym.  To every problem there might be considered to be a solution.  In this spirit, with apologies to Jane Jacobs, I ask what kind of a solution a city is.

To get to my answer, I do have to admit that some urbanists have interpreted cities as literal problems, in the negative sense.  For example, members of the Chicago School of Urban Sociology in the 1920s emphasized urban pathologies.  They contrasted the issues that existed in cities with the ideal of village and rural life as they experienced it in turn of the 20th century America.  They studied such things as competition among immigrant communities and the distribution and behavior of gangs.  Of course, there are real negatives associated with cities, including pollution, disease contagion, crowding and stress, for example.  Recent research by Bettencourt and West (2010) has pointed out several negative factors, such as crime, that increase at greater than linear rates with city size.

The Lure of the City


A design for urban farming in vacant lands in West Baltimore.
From an urban design studio supervised by Brian McGrath
and Victoria Marshall.
In spite of the negatives of urban living, cities continue to draw humanity to them.  Urban areas are seen as a solution by societies, governments, individuals, and households who vote with their feet or with their policies.  Edward Glaeser (2011) has discussed at length the draws that urban areas clearly hold for people and institutions.  For instance, cities in the broadest sense, are a prime locus of innovation.  The serendipitous interactions of knowledge workers in cafes, bars, restaurants, and informal gatherings are important sources of new ideas and approaches.  Interestingly, the well known power of social media, which can theoretically operate at a global scale in service of creativity, have not replaced the sparks of face-to-face interaction among diverse people.  Institutions such as businesses and universities clearly recognize the power of the city as a source of creative interaction. 

But individuals also yearn for the city for their own reasons.  People seek access to health care, education, jobs, consumer goods, and excitement.  In particular, some urban migrants seek release from the strictures of tradition, the anonymity to pursue a lifestyle not sanctioned in a less urban setting, or to replace a livelihood taken away by industrial agriculture or resource exhaustion in the countryside.  These lures, presented briefly in narrative form can be considered the services or opportunities provided by urban areas. 

Economies of scale are another way to address the lures of the city.  Again, Bettencourt and West (2010) provide statistical meat on the narrative bones.  They show over a range of city sizes a clear savings in terms of per capita infrastructure, resource use, creative products, and so on.  There is roughly a 15% savings in many areas of urban structure and process compared to urban population size.  In a sense, cities and larger urban areas exist to provide these solutions, these lures.

The Contexts for Solutions: Four Dimensions


“The” city is not just one kind of solution, however.  McHale and colleagues (submitted) identify four dimensions of contemporary urbanization: Diversity, Complexity, Diffuseness, and Connectivity.  These four characteristics are intertwined and interacting.  Together they describe what is new and exciting about cities for an urban ecologist.  The conceptual space identifies the realms in which new solutions for sustainability and resilience can be sought in urban social-ecological systems.

Diversity.  Looking at urbanization and urban change around the world reveals a vast diversity of forms.  The wealthy urban cores of Europe surrounded by less well off or segregated suburbs; the Post-World War II sprawl of the United States with thinning and sometimes even shrinking cores; the megacities or Asia; the metropolises of India and Latin America dotted with favelas and shantytowns; the urbanizing former rural “homelands” of South Africa are a part of the great global diversity of urban settlements.  No single simple model describes all the urban systems around the world, or even in a single country any more.

Complexity.  The early history of cities was marked by compactness and often clear differentiation of districts of cosmological significance, trade, residence, and so on.  Cities have always been characterized by heterogeneity of social groups and social standing.  Today, urban areas are marked by great heterogeneity within their perceptual or legal boundaries.  Neighborhoods occupied by different ethnic groups are cheek by jowl, formal and informal institutions divide up the space of service or influence, networks of transportation span walking, public modalities, private vehicles, and opportunistic sharing.  Such networks are layered and changing, and intersect with the patchiness of economic, social, biological, political, and governance features.  Urbanists continue to remark on the stark heterogeneity of urban areas – cities, suburbs, and exurbs – even as the grain size and patch configuration shift with time and use.

Diffuseness.  Hand in hand with complexity is diffuseness.  The boundaries within urban areas are often porous and functionally indistinct in contemporary urban mosaics.  Commuters move great distances, and the direction of travel is often not in a peripheral to central direction.  Many places that had been considered peripheral under older conceptions of single metropolitan cores are now destinations for travel that avoids such cores.  Diffuseness also extends to governance and institutional arrangements.  The issues and solutions for environmental and social problems are managed by collections of governments, non-governmental organizations that operate at various scales, and linked civil society activities.  Likewise investments and disinvestment span neighborhoods, districts, municipalities, and different kinds of lands in extensive urban-rural agglomerations. 

Connectivity.  Closely linked to diffuseness is connectivity.  The porosity of official and vernacular boundaries within urban regions means that connections between the different areas and included ecosystem types can be extensive.  But this connectivity now goes well and commonly beyond any particular urban node or region.  Global connections of finance, resources, wastes, cultural influences, talent, and livelihood are rife.  Consequently, teleconnections or connections at a distance are now contribute much to the form and functioning of urban regional landscapes.  These connections affect farms, rangelands, forest lands, marine and coastal fisheries, for example, as well as more obviously urban places.

Implications for City as Solutions


A typology of water management designs based on how
they use vegetated and non-vegetated components.
Figure by Brian McGrath, Urban Interface.
The global and regional “facts on the ground” of diversity of type, spatial complexity of mosaics, diffuseness of various boundaries in urban territories, and the connectivity at local, regional, and global scales, must be accounted for in solving urban problems.  Indeed, how to exploit these facts is an open question for improving urban sustainability. 
The diversity of urban forms means that there is the opportunity for trying different solutions in different kinds and contexts of urban systems.  It also means that solutions must be locally tuned and evaluated. 

Complexity means that solutions are likely to be heterogeneous even in a single urban region.  Adaptive approaches to governance, including that by formal and by informal institutions, are likely to be required across complex urban regions. 

Diffuseness means that solutions – and problems – will sometimes not respect formal boundaries.  Highly localized control and decision making cannot succeed without at least accounting for the positive and negative effects on adjoining patches or ecosystem types, neighborhoods and districts.  In fact, governance in both its formal and informal manifestations can take advantage of positive outcomes of diffuseness of solutions.

Finally, connectedness means that problems and processes at great distances may have profound effects on any given urban ecosystem.  The accessibility of global markets to global factories and the length of global supply chains means that cities are at the whim of corporate decisions and lifestyle changes in countries and continents distant from their local control.  Solutions must be sensitive to such global connectivity.  Chasing investment that may itself be ephemeral in its geographic focus is a significant challenge.  Environmentally sensitive attempts to buffer a system from capricious decisions elsewhere are certainly called for, but planning for adaptive resilience rather than relying only on the rigidity of hard buffers is a major opportunity.

The Inclusive Sustainability of the Urban


A final opportunity for solution exists.  As the world population becomes increasingly urban, there may be a tendency to forget about the needs, wellbeing, and influences of those who still live in areas designated as rural.  Some nation’s policies are intensely urban focused, such as in China.  Other countries, such as those in Africa, face projected increases in populations such that the urban tide cannot help but rise.  Rural invisibility is a danger in such situations.  Not only must new and existing urban residents be protected from the vulnerabilities of rapid or ill-placed urban development, and exclusion from decision making processes about social and environmental services, but rural residents are at risk as well in this transition.  The connectivity of the urban and the rural in rapidly urbanizing countries is extraordinary.  In Asia and in Africa, for example, “circular migration” for work and in cities and the resultant disruptions of social capital in both city and countryside are existing or emerging issues.  In China, for example, the problem is recognized in policies of “urban-rural integration” which aim to narrow the gap in wealth and services between village and city residents. 

The diversity, complexity, diffuseness, and connectivity of urban settlements and rural and wild lands around the world, in specific municipalities, and in urban megaregions means that sustainability itself becomes a spatially and conceptually complicated set of goals and trajectories.  The kind of solution a city is likewise becomes a multi-dimensional, spatially extensive approach to sustainability.

Bibliography


Bettencourt, L. and G. West. 2010. A unified theory of urban living. Nature 467:912-913. 
Glaeser, E. 2011. Triumph of the city: how our greatest invention makes us richer, smarter, greener, healthier, and happier. Penguin Press, New York.

McHale, Melissa R., STA Pickett, Olga Barbosa, David N Bunn, Mary L Cadenasso, Dan L Childers, Meredith Gartin, George Hess, David M  Iwaniec, Timon McPhearson, M Nils Peterson, Alexandria K Poole, Louie  Rivers III, Shade T Shutters, and Weiqi Zhou.  A New Global Urban Realm:  Complex, Connected, Diffuse, and Diverse Socio-Ecological Systems. Sustainability, submitted.



[i] http://besdirector.blogspot.com/2011/06/complexity-hidden-nugget-in-jane-jacobs.html

Thursday, February 5, 2015

Why Come to Africa to Fully Understand Urbanization?

The transformation of the Earth’s human population to a predominantly urban home is one of the major milestones of the 21st century.  While urbanization in industrialized regions such as the United States and northern Europe has been intense for more than a century, understanding global urbanization requires that we look beyond the cities of those regions. 

Baltimore tells an ecological story that is shaped by the shift from an industrial economy to a service and knowledge economy, and now hopefully toward a sustainable trajectory.  Thinning in the core, shifts in density toward the suburban and exurban fringe are some of the physical features of that story, which are shared by many U.S. cities.  There are many social and ecological effects of these changes, and the Baltimore Ecosystem Study has discovered new features of urban biogeochemistry, physical environment, biodiversity, economic, and policy interactions among them.  However, there is still a need to put our intense focus on the Baltimore region into a broader context.  Where do the urban transformations that Baltimore is experiencing fit within the diverse trajectories and patterns that urbanization represents around the world?  How do we contribute to and fit within a broader theory of urban ecosystems and urban change?

To help answer this question, I have been interacting with colleagues in various countries.  A while ago, I wrote about my experiences in learning about urbanization in China (http://besdirector.blogspot.com/2014/10/baltimore-and-beijing-learning.html).  This year’s urban intellectual adventure has taken me to South Africa.
                               
What do I expect to learn about urbanization at the southern tip of Africa?  This visit follows on intense interactions with Melissa McHale of North Carolina State University and David Bunn, Director of the Knowledge Hub (http://www.knowledgehub.wits.ac.za/) at the University of the Witwatersrand Rural Facility near Bushbuck Ridge, South Africa.  These interactions have resulted in discussions and field trips that have identified features of urbanization that are not part of the standard American patterns of urban change (cf. McHale et al. 2013).

One reason that Africa is an important venue for understanding urbanization is that it is the next and last great frontier for urban intensification on the globe.  Everybody knows that the shifts from traditional, rural residence and lifestyle, agrarian livelihoods and consumption patterns to those that are shaped by urban attitudes, equity, economies, and information flows, are proceeding apace in China and India.  China has a purposeful policy of converting its vast population to the urban realm.  New city building, engulfing of villages in urban megaregions, and replacement of farming livelihoods with industrial employment are hallmarks of this transformation.  The diverse nations of sub-Saharan Africa exhibit an array of urbanization patterns and transformations from which the world might learn.

Africa is still predominantly a rural continent, in spite of hosting some truly huge cities like Lagos.  United Nations has estimated that the population of Africa may quadruple from its 1.1 billion by 2100 (http://worldpopulationreview.com/continents/africa-population/).  Population projections over the course of a century are admittedly subject to some uncertainty, but even if it is off some, the changes promised for Africa are immense.  The growth rate in sub-Saharan Africa is estimated to be especially large. 

This remarkable population growth has profound implications for urbanization in Africa.  Some urban population growth will be the result of people moving to established cities and towns.  Informal settlements and shanty towns are already a part of this trend, and will very likely continue to be.  In other cases, urbanization will involve the conversion of already dense rural areas into new form of settlement in which aspects of rural life ways and urban patterns of culture and consumption mix.  Already a great deal of African urbanization is occurring without the industrial-to-sanitary city conversion that is familiar in North America and Europe.  It is also proceeding with broad connectivity, but with little hard-wired infrastructure.  For example, cell phones link people and provide banking without bricks and mortar, along with new opportunities for scamming the unwary.  African urbanization also exhibits much more spatial and temporal flexibility than we are used to in the Global North.  Commercial and social uses of particular places shift over the course of a day in ways that are virtually unheard of in the highly zoned sanitary city. 



As I begin a month in northeastern South Africa to explore and discuss with colleagues the striking features of urbanization, here are some initial thoughts.  Some are captured in the literature already, and some are points of discussion and curiosity. 

  • Africa will be the final frontier of global transformation from rural to urban, but the nature of the resulting patchworks will be different from those in the Global North.
  • Urban areas and rural areas are parts of interconnected, patchy regions.
  • The linkages between cities and rural areas in Africa flow both ways.  People move back and forth depending on jobs, informal employment, and government grants to the aged and for children.
  • Rural and urban lifestyles mix and match with families and “households” spread across regional extents.
  • Infrastructure for communication and electrical power may not always follow the gridded model with centralized supply and distribution.
  • Consumption may be a more compelling model for urban migrants than the benefits of the industrial or sanitary city.
  • Perhaps the biggest general idea, very relevant to Baltimore, is that what looks distinctly urban or distinctly rural may in fact be hybrid systems. 


These points, many of which are the topics of new or needed research, suggest a very different set of models for urbanization and indeed the continued change of urban regions than exist in North America.  In essence they bound a conceptual space in which the structure, function, and change in Baltimore are a subset.  Urban is no longer just about the city.

Acknowledgements.  In addition to host Prof David Bunn, Director of the University of the Witwatersrand Knowledge Hub for Rural Development at the Wits Rural Facility, I have been fortunate to share this visit with Prof Dan Childers from Arizona State University.  Financial support provided by a Fullbright Specialist Program grant, and the Urban Sustainability Research Coordination Network.

Bibliography


Wednesday, February 1, 2012

Post-Industrial Baltimore


Baltimore is often called a “post-industrial” urban region.  What set of cultural and theoretical assumptions does this label invoke?  The industrial and post-industrial tag emerges from the Modernist program and discontent with it.

What is Modernism?
The industry window at Zion Church
The cultural program of Modernism, which like any cultural program is a mix of theoretical assumptions, assertions of boosters, and a vernacular mythology, is a view that held sway from the late 19th through mid-20th centuries.  Modernism involves assumptions that progress, driven by industrialization and urbanization, improve society and result in a sequence of development.  At the pinnacle of that development was the north temperate, industrial metropolis.  Although initial examples of industrial development led to dangerous, polluted, and disease ridden settlements, the leavening of progressive urban reformers in the late 19th century ushered in the “sanitary city.”  The sanitary city ideal mitigated the ills of the industrial city, and is most often what people think of when they envision a “modern” city.  Such cities suffer less from local pollution, treat wastes released downstream and downwind, provide effective infrastructure for transportation and sanitation, and ideally contain some natural amenities for the benefit of citizens, for example.

Discontent with Modernism
There are at least two problems with the Modernist development model.  One is that there has proven to be something “after” the modern.  Of course that doesn’t mean something beyond time, but it does suggest that the development model has shortcomings.  The Modernist, industrial city was assumed to be the epitome of national and regional development.  Perhaps people thought that once achieved, such a modern city would persist indefinitely.  Now it is clear that is not the case.  Industrial, sanitary cities in many north temperate regions have retreated from the high economic activity, population density, and investment in infrastructure and buildings that they enjoyed at their zeniths.  Former industrial powerhouses in the Midwestern and Northeastern US, or in eastern Germany and Europe, have slipped in size, productivity, and prestige.  They have become post-industrial.

An Opening for Sustainability
Baltimore City's Sustainability Website
Of course, the wisest cities, including Baltimore, are poised and actively attempting to take advantage of this shift as an opportunity to become more sustainable and to provide an attractive and safe social, economic, and biophysical environment for old and new citizens.  So there can be positive outcomes of the shift from the industrial ideal.

Global Failure of Modernism
The second shortcoming of the Modernist development model is its application on the global scale.  It appears in the damning phrase, “developing country.”  This application seems to assume that all human settlements will evolve through some deterministic sequence, for example, from bucolic agricultural commodity markets, through raucous trading centers, and ultimately to efficient industrial production machines.  Associated with this shift is the human demographic transition, in which the initially high birth and mortality rates associated with more agricultural life styles are gradually replaced by low birth and death rates per capita with improved sanitation, medical care, access to education, and the shift from farm to diverse forms of industrial labor.  

A Capetown, South Africa township.
The assumptions of deterministic development seem to poorly match the reality in many parts of the world.  Northern hemisphere industrial and labor development in fact exploited locally equable climates, abundant water for drinking, power, and transport, and drew on resources and people from elsewhere.  In particular, industrial production continues to draw on globally distributed oil, gas, and now even biomass stocks.  Do the “developing” countries have access to this kind of resource base?  By what vulnerabilities are settlements in the Global South, located as they often are in arid and semi-arid regions, or low lying coastal zones, constrained?  Are contemporary populations in the “developing” world fixed or mobile relative to regional economic opportunities?  The differences, some just now emerging, between the tidy model of development derived from the Global North, and the novelty and diversity of motivations and forms of urbanization in the Global South, suggest that the Modernist narrative, and the mercantile to industrial to sanitary city transition, has limits in understanding urbanization as it now exists throughout the world.

Understanding Urbanization without Modernism
Our post-industrial city, and improved understanding by comparing it with the diverse forms, social, and ecological implications of urbanization throughout the world, can both benefit by acknowledging the limits of the Modernist development model.  Our participation in the Research Coordination Network for Urban Sustainability is one tool to advance the theory and practice of urbanism without recourse to the Modernist conceptual and political model.